Zachary J. Stone

CSG FINANCIAL

Dover, DE 19901

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CRD#: 7159317

Professional summary

Zachary Joseph Stone is a registered financial advisor currently at CSG FINANCIAL located in Dover, Delaware.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Zachary has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIAMOND STATE FINANCIAL GROUP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/24/2019 ADDRESS: 121 Continental Drive Ste 110, Newark DE 19713, United States DESCRIPTION: Firm level fixed insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Joseph Stone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

CSG FINANCIAL

Office #1: 3980 North Dupont Highway, Dover, DE 19901

RIA

CRD#: 330894

Dover, DE

Past

August 10, 2023 - March 19, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEWARK, DE

Past

August 10, 2023 - March 19, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NEWARK, DE

Past

December 5, 2019 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWARK, DE

Past

August 8, 2019 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(5/23/2024)

IAR

Pennsylvania
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/3/2019

Securities Industry Essentials Examination

Current Firm

CSG FINANCIAL

CSG FINANCIAL | CSG FINANCIAL LLC

CRD#: 330894 / SEC#:

Delaware

Registered Investment Advisory firm - (5/23/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/10/2024 Approved)

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Contact information

Main Address

3980 North Dupont Highway, Dover, DE 19901

Mailing Address

Phone number

(302) 678-8701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 5,771,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary J. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Joseph Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

CSG FINANCIAL

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2019

Series 63

Date: 10/25/2019

Series 7TO

Date: 8/8/2019

SIE

Date: 7/3/2019

Current Firm

CSG FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CSG FINANCIAL

TRUST BUT VERIFY

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