Terrence T. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Timothy Devlin, who also goes by Terry Devlin, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1980. Terrence had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2021 - December 31, 2023
SECURITIES AMERICA, INC.
April 26, 2021 - December 31, 2023
WEALTHPLAN PARTNERS
March 25, 2017 - April 21, 2021
MML INVESTORS SERVICES, LLC
March 25, 2017 - April 21, 2021
MML INVESTORS SERVICES, LLC
December 17, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
December 14, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 5, 2009 - December 15, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - December 15, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
August 24, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
October 22, 1997 - August 31, 2007
CITIGROUP GLOBAL MARKETS INC.
January 16, 1995 - August 31, 2007
CITIGROUP GLOBAL MARKETS INC.
April 10, 1990 - January 17, 1995
PIPER SANDLER & CO.
May 14, 1988 - May 7, 1990
LEHMAN BROTHERS INC.
October 24, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
May 21, 1984 - October 31, 1986
THOMSON MCKINNON SECURITIES INC.
March 30, 1984 - May 30, 1984
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1980 - April 10, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 1/7/1982
Interest Rate Options ExaminationCurrent Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
