Martin E. Chapo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Eugene Chapo was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1980. Martin had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2017 - April 3, 2018
FAIRWAY INVESTMENT GROUP, LLC
June 30, 1993 - April 3, 2018
PARADIGM EQUITIES, INC.
May 1, 1993 - November 12, 1993
PRUDENTIAL RETIREMENT SERVICES, INC.
June 1, 1992 - May 1, 1993
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 11, 1991 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 17, 1980 - July 26, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/18/1980
Registered Representative ExaminationCurrent Firm
FAIRWAY INVESTMENT GROUP, LLC
CRD#: 149034 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 672 |
| AUM (Assets Under Management) | $ 69,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
