Robert H. Reber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harold Reber JR, who also goes by Bob Reber Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 10 firms and has passed the Series 63, Series 53, Series 14, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2004 - March 19, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 23, 2003 - December 1, 2003
SYNERGY INVESTMENT GROUP, LLC
July 27, 1998 - April 24, 2001
MARION BASS SECURITIES CORPORATION
May 13, 1994 - August 3, 1999
DOMINION INVESTMENT BANKING, INC.
August 28, 1991 - May 22, 1992
INTERNET FINANCIAL SERVICES, INC.
August 9, 1991 - July 18, 1997
FIRST UNION BROKERAGE SERVICES, INC.
March 8, 1989 - January 17, 1991
BUTLER, WICK & CO., INC.
June 10, 1982 - May 15, 1984
EDGAR M. NORRIS & CO., INC.
March 26, 1982 - May 10, 1982
SELHEIMER & CO.
August 18, 1980 - July 24, 1981
FIRST STATE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANC OF AMERICA INVESTMENT SERVICES, INC.
CRD#: 16361 / SEC#: , 8-33805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERRILL LYNCH & CO., INC. | SHAREHOLDER | |
| BENSON, MARK JARRETT | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | 1915552 |
| CALL, JOHN SCOTT | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | 2815968 |
| NEWTH, RONALD JOSEPH | CHIEF OPERATING OFFICER/DIRECTOR | 1454390 |
| OSAKI, ISAAC | CHIEF LEGAL OFFICER | 4910551 |
| ROMANO, JOHN GARY | CFO/DIRECTOR | 5078610 |
Disclosures
| Regulatory Event | 53 |
| Civil Event | 1 |
| Arbitration | 68 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
