Jeremiah T. Henderson
Professional summary
Jeremiah Theodore Henderson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremiah is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Jeremiah had worked at 5 firms, which includes VOYA FINANCIAL ADVISORS INC., VOYA FINANCIAL PARTNERS LLC, LPL FINANCIAL LLC, VALIC FINANCIAL ADVISORS INC., THE VARIABLE ANNUITY MARKETING COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - April 20, 2011
VOYA FINANCIAL ADVISORS, INC.
September 15, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
February 26, 2007 - November 25, 2009
LPL FINANCIAL LLC
July 2, 1998 - November 21, 2006
VALIC FINANCIAL ADVISORS, INC.
August 25, 1980 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1980
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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