LM
Logan P. Moulton
WATERLOO CAPITAL
Atlanta, GA 30342
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CRD#: 7158483
LM
Professional summary
Logan Pearce Moulton, who also goes by Logan Moulton, is a registered financial advisor currently at WATERLOO CAPITAL located in Atlanta, Georgia and INTELLIGENT WEALTH SOLUTIONS LLC located in Atlanta, Georgia.
Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Logan has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Logan Moulton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Waterloo Capital, L.P. | Investment-Related | 2700 Via Fortuna #100, Austin, TX 78746 |Waterloo Capital, L.P. ("WCAP") is a registered investment adviser affiliated with Intelligent Wealth Solutions LLC ("IWS"). | Position: Investment Adviser Representative | Title: Portfolio Manager | Start Date: 10/2019 | Approximately 10 hours per week devoted to WCAP, all of which are during securities trading hours. | Mr. Moulton manages customized investment portfolios of certain WCAP clients that do not utilize the model portfolios offered by sub-advisory agreement with IWS.
CRS (Client Relationship Summary) - RIA
Click below to view Logan Pearce Moulton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2024 - Present
WATERLOO CAPITAL
Office #1: 5555 Glenridge Connector Suite 825, Atlanta, GA 30342RIA
CRD#: 133705
Atlanta, GA
Current
May 14, 2024 - Present
INTELLIGENT WEALTH SOLUTIONS LLC
Office #1: 5555 Glenridge Connector Suite 825, Atlanta, GA 30342RIA
CRD#: 300403
Atlanta, GA
Past
August 8, 2019 - October 14, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
