NC
Nathan D. Chi
STOCKPILE INVESTMENTS
San Francisco, CA 94124
Some features on this profile are disabled
CRD#: 7158299
NC
Professional summary
Nathan Daniel Chi is a registered financial professional currently at STOCKPILE INVESTMENTS, INC. located in San Francisco, California.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2020. Nathan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nathan Daniel Chi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2020 - Present
STOCKPILE INVESTMENTS, INC.
Office #1: 679 Toland Place, San Francisco, CA 94124BD
CRD#: 156170
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2020)
RR
Alaska(9/29/2020)
RR
Arizona(9/29/2020)
RR
Arkansas(9/29/2020)
RR
California(9/29/2020)
RR
Colorado(9/29/2020)
RR
Connecticut(9/29/2020)
RR
Delaware(9/29/2020)
RR
District of Columbia(9/29/2020)
RR
Florida(9/29/2020)
RR
Georgia(9/29/2020)
RR
Hawaii(9/29/2020)
RR
Idaho(9/29/2020)
RR
Illinois(9/29/2020)
RR
Indiana(9/29/2020)
RR
Iowa(9/29/2020)
RR
Kansas(9/29/2020)
RR
Kentucky(9/29/2020)
RR
Louisiana(9/29/2020)
RR
Maine(9/29/2020)
RR
Maryland(9/29/2020)
RR
Massachusetts(9/29/2020)
RR
Michigan(9/29/2020)
RR
Minnesota(9/29/2020)
RR
Mississippi(9/29/2020)
RR
Missouri(9/29/2020)
RR
Montana(9/29/2020)
RR
Nebraska(9/29/2020)
RR
Nevada(9/29/2020)
RR
New Hampshire(9/29/2020)
RR
New Jersey(9/29/2020)
RR
New Mexico(9/29/2020)
RR
New York(9/29/2020)
RR
North Carolina(9/29/2020)
RR
North Dakota(9/29/2020)
RR
Ohio(9/30/2020)
RR
Oklahoma(9/29/2020)
RR
Oregon(9/29/2020)
RR
Pennsylvania(9/29/2020)
RR
Puerto Rico(9/29/2020)
RR
Rhode Island(9/29/2020)
RR
South Carolina(9/29/2020)
RR
South Dakota(9/29/2020)
RR
Texas(9/29/2020)
RR
Utah(9/29/2020)
RR
Vermont(9/29/2020)
RR
Virginia(9/29/2020)
RR
Washington(9/29/2020)
RR
West Virginia(9/29/2020)
RR
Wisconsin(9/29/2020)
RR
Wyoming(9/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STOCKPILE INVESTMENTS, INC.
STOCKPILE INVESTMENTS, INC. | STOCKPILE, INC.
CRD#: 156170 / SEC#: , 8-68772
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
679 Toland Place, San Francisco, CA 94124
Mailing Address
548 Market St. Pmb 61216, San Francisco, CA 94104-5401
Phone number
(877) 374-2584
Established
Delaware since 12/10/2010
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
