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Yezhak Dov Knoll

CRD# 715828·Registered 1980 - 2002
Barred: Yezhak Dov Knoll was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Yezhak Dov Knoll was a registered financial advisor. Yezhak was a previously registered financial professional and started their career in finance 1980 - 2002. Yezhak had worked at 2 firms and has passed the Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

EDGETRADE LLC·CRD# 42071
BD
Jersey City, NJ
July 18, 1997 - September 12, 2002
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
August 25, 1980 - October 9, 1997

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Current Firm

EL
EDGETRADE LLC

EDGETRADE INC. | PRECISION EDGE SECURITIES LLC | EDGETRADE.COM, INC. | EDGETRADE SECURITIES LLC | EDGETRADE LLC

CRD#: 42071 / SEC#: 8-49684
BD
Terminated by SEC on 10/21/2008

Contact Information

Established

Delaware since 01/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KNIGHT CAPITAL GROUP, INCOWNER—
DUNHAM, TIMOTHY PHILIPCHIEF FINANCIAL OFFICER AND FINOP1016294
SCHULTZ, NICOLAS ALBINCHIEF COMPLIANCE OFFICER2878891
WALD, JOSEPHMANAGING DIRECTOR2448482
ZASKY, KYLE GREGORYMANAGING DIRECTOR—

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Aug 1980About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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