William B. Douglas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bole Douglas JR, who also goes by Bill Douglas, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 8 firms and has passed the Series 63, Series 5, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1999 - December 31, 2018
DOUGLAS/KONRADY & ASSOCIATES, INC.
January 7, 1998 - February 1, 1999
WMA SECURITIES, INC.
February 18, 1997 - December 9, 1997
SII INVESTMENTS, INC.
January 27, 1995 - January 30, 1997
INVESTACORP, INC.
June 17, 1988 - February 28, 1995
MERIDIAN, DUNHILL & CO., INC.
December 6, 1985 - June 28, 1988
OBERWEIS SECURITIES, INC.
April 11, 1984 - October 18, 1985
MORGAN STANLEY DW INC.
September 25, 1980 - April 2, 1984
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
DOUGLAS/KONRADY & ASSOCIATES, INC.
CRD#: 142076 / SEC#:
Contact information
Red Flags
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