JH
John F. Heidenreich
R. F. LAFFERTY & CO.
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 715761
JH
Professional summary
John Frederick Heidenreich is a registered financial advisor currently at R. F. LAFFERTY & CO., INC. located in Boca Raton, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 3, Series 15, Series 5, Series 7, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11 2023 -National Investment Banking Association - 422 Chesterfield Road Bogart GA 30622 -not investment related. - Not for profit trade association that puts on conferences -Director (no compensation) - 1 hr a month - 1 hour during securities trading hours- help plan the annual conference. 03 2024 - John Heidenreich LLC -6700 Indian Creek Drive, #1501 Miam Beach FL 33141- not investment related - Personal LLC for income deposits - 1 hour a month
CRS (Client Relationship Summary) - RIA
Click below to view John Frederick Heidenreich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Frederick Heidenreich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2018 - Present
R. F. LAFFERTY & CO., INC.
Office #1: 2255 Glades Road Suite 324a, Boca Raton, FL 33431RIA
BD
CRD#: 2498
Boca Raton, FL
Current
June 23, 2015 - Present
R. F. LAFFERTY & CO., INC.
Office #1: 2255 Glades Road Suite 324a, Boca Raton, FL 33431RIA
BD
CRD#: 2498
Boca Raton, FL
Past
October 7, 2014 - June 17, 2015
EDI FINANCIAL, INC.
BD
CRD#: 15699
NEW YORK, NY
Past
June 9, 2000 - August 11, 2014
AUGMENT SECURITIES INC.
BD
CRD#: 28373
NEW YORK, NY
Past
September 18, 1996 - March 13, 2000
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
May 18, 1995 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
BD
CRD#: 36312
Past
October 11, 1993 - November 2, 1994
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
March 28, 1989 - November 6, 1992
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
February 12, 1988 - April 5, 1989
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
Past
October 4, 1982 - February 20, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
BD
CRD#: 501
Past
September 26, 1980 - October 13, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R. F. LAFFERTY & CO., INC.
CLEARTHINK SECURITIES | VENTURE CAPITAL CROSS | TOGETHER FORWARD CAPITAL | SCARSDALE GROUP | R. F. LAFFERTY & CO., INC. | MORADA CAPITAL SECURITIES LLC | KERN SUSLOW | FULCRUM GROUP | DPR WEALTH MANAGEMENT
CRD#: 2498 / SEC#: 801-107428, 8-25581
RIA
Registered Investment Advisory firm - SEC (4/1/2016 Approved)Arizona
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Iowa
Registered Investment Advisory firm - SEC (4/8/2016 Terminated)Louisiana
Registered Investment Advisory firm - SEC (4/7/2016 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/21/2016 Terminated)New York
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/13/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Texas
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2025)
RR
California(6/23/2015)
RR
Connecticut(8/8/2019)
RR
Florida(6/23/2015)
RR
Georgia(3/7/2019)
RR
Illinois(1/25/2023)
RR
Kansas(5/20/2019)
IAR
Maryland(1/4/2023)
RR
Massachusetts(7/13/2015)
RR
Michigan(10/31/2025)
RR
New Jersey(6/23/2015)
IAR
New Jersey(3/2/2018)
RR
New York(6/23/2015)
IAR
New York(1/4/2023)
RR
Rhode Island(4/14/2025)
RR
South Dakota(12/1/2025)
RR
Texas(1/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 2/20/1985
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 2/20/1985
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
R. F. LAFFERTY & CO., INC.
CLEARTHINK SECURITIES | VENTURE CAPITAL CROSS | TOGETHER FORWARD CAPITAL | SCARSDALE GROUP | R. F. LAFFERTY & CO., INC. | MORADA CAPITAL SECURITIES LLC | KERN SUSLOW | FULCRUM GROUP | DPR WEALTH MANAGEMENT
CRD#: 2498 / SEC#: 801-107428, 8-25581
RIA
Registered Investment Advisory firm - SEC (4/1/2016 Approved)Arizona
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Iowa
Registered Investment Advisory firm - SEC (4/8/2016 Terminated)Louisiana
Registered Investment Advisory firm - SEC (4/7/2016 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/21/2016 Terminated)New York
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/13/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Texas
Registered Investment Advisory firm - SEC (4/4/2016 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
40 Wall Street 36th Floor Suite 3602, New York, NY 10005
Mailing Address
40 Wall Street Suite 3602, New York, NY 10005
Phone number
(212) 293-9090
Established
New York since 05/21/1976
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
80
SEC notice filing (17 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 153,036,482 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
R. F. LAFFERTY & CO., INC.
CRD#: 2498Boca Raton, FL 33431TRUST BUT VERIFY
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