David M. Kavanagh
Professional summary
David Michael Kavanagh, who also goes by David M Kavanagh, is a registered financial professional currently at DCM BROKERS, LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1980. David has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 22, Series 7, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Kavanagh's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2007 - Present
DCM BROKERS, LLC
Office #1: 566 W. Adams, Suite 300, Chicago, IL 60661July 21, 1983 - November 13, 1984
CONTISECURITIES, INC.
September 25, 1980 - July 29, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2008)
Exams
Series 6TO
Date: 12/4/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
DCM BROKERS, LLC
CRD#: 144158 / SEC#: , 8-67640
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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