Frederick H. Lanier
Professional summary
Frederick H Lanier, who also goes by Fred Holmes Lanier, Frederick Holmes Lanier, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1981. Frederick has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick H Lanier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172January 12, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
July 7, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
September 13, 2002 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
March 14, 1997 - August 28, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
April 10, 1990 - March 5, 1997
BNY MELLON SECURITIES CORPORATION
April 24, 1987 - October 10, 1989
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 28, 1985 - September 3, 1986
THOMSON MCKINNON SECURITIES INC.
July 24, 1984 - January 31, 1985
THE ROBINSON-HUMPHREY COMPANY, LLC
September 1, 1983 - July 19, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
June 2, 1981 - September 16, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(1/3/2011)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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