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SB

Steven E. Blonde

Some features on this profile are disabled
CRD#: 715637
SB

Professional summary

Steven Elliot Blonde was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Steven is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Steven had worked at 9 firms, which includes LASALLE ST SECURITIES L.L.C., SAPERSTON FINANCIAL INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, ADVEST INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, CIBC WORLD MARKETS CORP., UBS FINANCIAL SERVICES INC., MORGAN STANLEY DW INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steven Elis Blonde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 1997 - June 17, 1998

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

September 12, 1994 - October 16, 1997

SAPERSTON FINANCIAL INC.

BD
CRD#: 27863
BUFFALO, NY
Past

October 26, 1988 - September 23, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

February 22, 1988 - October 31, 1988

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

February 15, 1988 - March 16, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

July 7, 1986 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

January 25, 1985 - June 23, 1986

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

February 23, 1983 - January 30, 1985

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

November 6, 1981 - March 7, 1983

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

September 23, 1980 - October 30, 1981

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/15/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/13/1994
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/1994
General Securities Principal Examination

Current Firm

LS
LASALLE ST SECURITIES, L.L.C.
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Phone number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event15
Arbitration4
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

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