Thao T. Ho

MANSKE WEALTH MANAGEMENT

Houston, TX 77002

Some features on this profile are disabled

CRD#: 7155549

Professional summary

Thao T Ho, who also goes by Terri Thao Ho, is a registered financial advisor currently at MANSKE WEALTH MANAGEMENT, LLC located in Houston, Texas.

Thao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thao has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terri Thao Ho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thao T Ho's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2024 - Present

MANSKE WEALTH MANAGEMENT, LLC

Office #1: 1010 N. San Jacinto Suite 200, Houston, TX 77002

RIA

CRD#: 164401

Houston, TX

Past

April 6, 2022 - June 18, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

November 18, 2021 - June 18, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

February 25, 2021 - October 26, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANSKE WEALTH MANAGEMENT, LLC

MANSKE WEALTH MANAGEMENT, LLC | SURFSIDE WEALTH MANAGEMENT, LLC

CRD#: 164401 / SEC#: 801-79212

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

Texas

Registered Investment Advisory firm - (3/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/24/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2020

Securities Industry Essentials Examination

Current Firm

MANSKE WEALTH MANAGEMENT, LLC

MANSKE WEALTH MANAGEMENT, LLC | SURFSIDE WEALTH MANAGEMENT, LLC

CRD#: 164401 / SEC#: 801-79212

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

Texas

Registered Investment Advisory firm - (3/10/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1010 N. San Jacinto Suite 200, Houston, TX 77002

Mailing Address

Phone number

(713) 581-1994

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MANSKE ADV2A (4/2/2025)

MANSKE WEALTH MANAGEMENT WRAP BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts	479
AUM (Assets Under Management)	$ 608,488,615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

James Marshall

MARSHALL WEALTH MANAGEMENT, LLC

IAR

SUGAR LAND, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thao T. Ho

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thao T Ho's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

MANSKE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2022

Series 63

Date: 4/9/2021

Series 6TO

Date: 2/24/2021

SIE

Date: 11/7/2020

Current Firm

MANSKE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MANSKE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors