Fred C. Ostrove
Professional summary
Fred Charles Ostrove, who also goes by Ostrove Charles Fred Charles, Frederick C Ostrove, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Wellington, Florida and JEFFERIES LLC located in Miami, Florida.
Fred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Fred has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Fred Charles Ostrove's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
April 24, 2006 - Present
JEFFERIES LLC
Office #1: 1450 Brickell Avenue Suite 1710, Miami, FL 33131February 12, 2007 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
May 5, 1998 - April 28, 2006
CITIGROUP GLOBAL MARKETS INC.
April 2, 1997 - May 4, 1998
ABN AMRO SECURITIES LLC
September 1, 1988 - February 18, 1997
LEHMAN BROTHERS INC.
October 8, 1984 - September 19, 1988
CIBC WORLD MARKETS CORP.
April 5, 1982 - October 9, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
March 25, 1981 - April 13, 1982
BECKER PARIBAS INCORPORATED
September 23, 1980 - February 28, 1981
JII SECURITIES INC.
Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2010)
(4/24/2006)
(5/25/2023)
(4/24/2006)
(4/24/2006)
(4/10/2013)
(4/24/2006)
(9/12/2025)
(1/17/2012)
(10/19/2009)
(6/23/2016)
(3/17/2015)
(11/24/2009)
(4/24/2006)
(8/25/2025)
(4/24/2006)
(6/8/2023)
(7/1/2008)
(1/18/2012)
(4/24/2006)
(4/24/2006)
(12/9/2011)
(3/31/2008)
(6/15/2006)
(3/24/2010)
(3/29/2007)
(2/1/2016)
(6/1/2012)
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
