Percy D. Kandukira

ORNATE INVESTMENT MANAGERS LLC

IRVINE, CA 92618

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CRD#: 7155018

Professional summary

Percy Delvin Kandukira is a registered financial advisor currently at ORNATE INVESTMENT MANAGERS LLC located in Irvine, California and FINALIS SECURITIES LLC located in New York, New York.

Percy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Percy has worked at 2 firms and has passed the Series 65, Series 63, Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ornate; investment-related; 1232 E Everett Place, Orange, CA 92867; investment banking; Managing Member; 07/02/2019; 0 hours per month; Managing Member; help with deal origination and execution.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Percy Delvin Kandukira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2024 - Present

ORNATE INVESTMENT MANAGERS LLC

Office #1: 530 Technology Drive, Suite 100 - 200, Irvine, CA 92618

RIA

CRD#: 329791

IRVINE, CA

Current

February 17, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/22/2024)

IAR

California
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 2/17/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 3/27/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ORNATE INVESTMENT MANAGERS LLC

CRD#: 329791 / SEC#:

California

Registered Investment Advisory firm - (5/14/2024 Approved)

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Contact information

Main Address

530 Technology Drive, Suite 100 - 200, Irvine, CA 92618

Mailing Address

Phone number

+1 (646) 721-5689

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Percy D. Kandukira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Percy Delvin Kandukira's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORNATE INVESTMENT MANAGERS LLC

FINALIS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2024

Series 63

Date: 9/9/2023

Series 82TO

Date: 2/17/2024

SIE

Date: 3/27/2022

FINRA

Current Firm

ORNATE INVESTMENT MANAGERS LLC

Contact information

Documents

Red Flags

Company Information

ORNATE INVESTMENT MANAGERS LLC

TRUST BUT VERIFY

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