Michael I. Ronca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Isidore Ronca, who also goes by Michael Isadore Ronca, Mike Ronca, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - December 11, 2017
WORLD CAPITAL BROKERAGE, INC.
July 29, 2008 - November 4, 2014
PNC WEALTH MANAGEMENT LLC
May 2, 2008 - November 4, 2014
PNC WEALTH MANAGEMENT LLC
June 8, 1999 - May 8, 2008
WORLD CAPITAL BROKERAGE, INC.
March 11, 1992 - June 2, 1999
AMERICAN FINANCIAL ASSOCIATES, INC.
May 8, 1991 - February 24, 1992
VALLEY NATIONAL INVESTMENTS, INC.
September 5, 1980 - May 29, 1991
PILGRIM PLANNING ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/25/1980
Registered Representative ExaminationCurrent Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
