Randolph Alan Elder
CFP®Professional Summary
Randolph Alan Elder, CFP® is a registered financial advisor currently at RANDOLPH ELDER, CFP located in Loomis, California. Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Randolph has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
ELDER,RANDOLPH,ALAN | RANDOLPH ELDER, CFP
Contact Information
Main Address
6215 South Walnut Suite F, Loomis, CA 95650Mailing Address
Po Box 2150, Loomis, CA 95650Phone Number
(916) 652-8555# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
78AUM (Assets Under Management)
$17,961,200Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/26/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jul 1980Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1999About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Randolph Alan Elder's CRS (Customer Relationship Summary).
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