Randolph A. Elder

RANDOLPH ELDER, CFP

Loomis, CA 95650

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CRD#: 715461

Professional summary

Randolph Alan Elder, CFP® is a registered financial advisor currently at RANDOLPH ELDER, CFP located in Loomis, California.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Randolph has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President, South Placer Heritage Foundation, a non-profit corporation formed for historical purposes. P.O. Box 1152, Loomis, CA 95650. Active since 1995 with 5 hours per week involvement.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Alan Elder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 26, 2018 - Present

RANDOLPH ELDER, CFP

Office #1: 6215 South Walnut Street Ste. F, Loomis, CA 95650

RIA

CRD#: 128903

Loomis, CA

Past

November 29, 2002 - December 31, 2003

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

LOOMIS, CA

Past

November 22, 2000 - December 31, 2003

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

October 20, 1980 - December 4, 2000

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

August 7, 1980 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/1999

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/29/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/29/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RANDOLPH ELDER, CFP

ELDER,RANDOLPH,ALAN | RANDOLPH ELDER, CFP

CRD#: 128903 / SEC#:

California

Registered Investment Advisory firm - (12/5/2003 Approved)

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Contact information

Main Address

6215 South Walnut Suite F, Loomis, CA 95650

Mailing Address

Po Box 2150, Loomis, CA 95650

Phone number

(916) 652-8555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 17,155,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randolph A. Elder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Alan Elder's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/1999

Series 63

Date: 11/3/1993

Series 7

Date: 8/11/1999

Series 1

Date: 7/29/1980

Series 24

Date: 8/26/1999

Series 26

Date: 3/29/1999

Current Firm

RANDOLPH ELDER, CFP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RANDOLPH ELDER, CFP

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