Rodney W. Mccauley
Professional summary
Rodney W Mccauley Jr., who also goes by Rodney W Mccauley Jr, Rodney W Mccauley, Rodney Wayne Mccauley Jr, Rodney Wayne Mccauley, Rodney Mccauley, is a registered financial advisor currently at AMAZONITE INVESTMENTS LLC located in Fort Collins, Colorado.
Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rodney has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rodney W Mccauley Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
AMAZONITE INVESTMENTS LLC
May 25, 2022 - October 8, 2023
J.P. MORGAN SECURITIES LLC
May 25, 2022 - October 8, 2023
J.P. MORGAN SECURITIES LLC
October 20, 2021 - May 23, 2022
EAGLE STRATEGIES LLC
September 30, 2021 - May 23, 2022
NYLIFE SECURITIES LLC
January 15, 2020 - November 19, 2020
FIRST COMMAND ADVISORY SERVICES
October 25, 2019 - November 19, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/4/2023)
Exams
Series 7TO
Date: 10/25/2019
General Securities Representative ExaminationCurrent Firm
AMAZONITE INVESTMENTS LLC
CRD#: 325264 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 6,300,000 |
Red Flags
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