Rodney W. Mccauley

AMAZONITE INVESTMENTS LLC

Fort Collins, CO

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CRD#: 7153926

Professional summary

Rodney W Mccauley Jr., who also goes by Rodney W Mccauley Jr, Rodney W Mccauley, Rodney Wayne Mccauley Jr, Rodney Wayne Mccauley, Rodney Mccauley, is a registered financial advisor currently at AMAZONITE INVESTMENTS LLC located in Fort Collins, Colorado.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rodney has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rodney W Mccauley Jr | Rodney W Mccauley | Rodney Wayne Mccauley Jr | Rodney Wayne Mccauley | Rodney Mccauley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Allmond and Company LLC; No; Ianham, MD; Accounting & Audit; Senior Auditor; 09/2023; 80/MO; 0/MO (2)Golden Gate Funeral Home; No; Dallas, TX; Funeral Home; Employee/Contractor; 12/2022; 1/MO; 0/ MO (3)McCauley and Son LLC; Yes; Gladewater, TX; Real Estate; Owner/Partner; 12/2018; 1/MO; 0/MO (4)Rodney McCauley, Sole Proprietor; Yes; Irving, TX; Insurance Agent; XX/XXXX; 1/MO; 1/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney W Mccauley Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2023 - Present

AMAZONITE INVESTMENTS LLC

RIA

CRD#: 325264

Fort Collins, CO

Past

May 25, 2022 - October 8, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

COPPELL, TX

Past

May 25, 2022 - October 8, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

COPPELL, TX

Past

October 20, 2021 - May 23, 2022

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

FRISCO, TX

Past

September 30, 2021 - May 23, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

FRISCO, TX

Past

January 15, 2020 - November 19, 2020

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Irving, TX

Past

October 25, 2019 - November 19, 2020

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

Irving, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/28/2019

Securities Industry Essentials Examination

Current Firm

AMAZONITE INVESTMENTS LLC

AMAZONITE | AMAZONITE INVESTMENTS LLC

CRD#: 325264 / SEC#:

Colorado

Registered Investment Advisory firm - (2/27/2023 Approved)

Louisiana

Registered Investment Advisory firm - (5/6/2024 Approved)

Mississippi

Registered Investment Advisory firm - (3/2/2023 Approved)

Tennessee

Registered Investment Advisory firm - (4/19/2023 Approved)

Texas

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

Fort Collins, CO

Mailing Address

Phone number

(970) 617-4354

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney W. Mccauley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney W Mccauley Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AMAZONITE INVESTMENTS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2019

Series 7TO

Date: 10/25/2019

SIE

Date: 8/28/2019

Current Firm

AMAZONITE INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMAZONITE INVESTMENTS LLC

TRUST BUT VERIFY

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