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KM

Keron J. Mcneil

VIENNA CAPITAL PARTNERS LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 7153610
KM

Professional summary

Keron J. Mcneil, who also goes by Keron J Mcneil, Keron J. Mcneil, is a registered financial professional currently at VIENNA CAPITAL PARTNERS LLC located in New York, New York.

Keron is registered as a RR (Registered Representative) and started their career in finance in 2020. Keron has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Keron J Mcneil | Keron J. Mcneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keron J. Mcneil's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2025 - Present

VIENNA CAPITAL PARTNERS LLC

Office #1: 40 Wall Street 17th Fl, New York, NY 10005
BD
CRD#: 311852
New York, NY
Past

May 15, 2024 - November 1, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Brooklyn, NY
Past

May 14, 2024 - November 1, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Brooklyn, NY
Past

June 22, 2023 - January 2, 2024

TD PRIVATE CLIENT WEALTH LLC

RIA
CRD#: 164484
Brooklyn, NY
Past

June 22, 2023 - January 2, 2024

TD PRIVATE CLIENT WEALTH LLC

BD
CRD#: 164484
NEW YORK, NY
Past

October 13, 2022 - June 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GARDEN CITY, NY
Past

October 13, 2022 - June 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GARDEN CITY, NY
Past

June 9, 2020 - May 28, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
BROOKLYN, NY
Past

February 18, 2020 - May 28, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/14/2025)
RR
Nevada
(2/14/2025)
RR
New York
(2/12/2025)
RR
Pennsylvania
(2/14/2025)
RR
Texas
(2/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/30/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/10/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VIENNA CAPITAL PARTNERS LLC
VIENNA CAPITAL PARTNERS LLC

CRD#: 311852 / SEC#: , 8-70631

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street 17th Fl, New York, NY 10005
Mailing Address
40 Wall Street 17th Fl, New York, NY 10005
Phone number
(856) 319-2784
Established
Delaware since 11/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOMASA ANTONIA HOLDINGS LLCDIRECT OWNER
DEFILIPPO, VINCENT JAMESCCO2792048
KAPPOTIS, ERNEST DOMENICFINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VIENNA CAPITAL PARTNERS LLC

CRD#: 311852New York, NY 10005

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