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Ericka Jones

CATALYST WEALTH MANAGEMENT
HOUSTON, TX
·CRD# 7153237·7 years experience

Professional Summary

Ericka Jones, who also goes by Ericka Michelle Jones, is a registered financial advisor currently at CATALYST WEALTH MANAGEMENT LLC located in Houston, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina. Ericka is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Ericka has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ericka Michelle Jones

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

CATALYST WEALTH MANAGEMENT LLC·CRD# 329586
RIA
1. 1880 S Dairy Ashford Road Ste 300, Houston, TX 770772. Houston, TX
September 14, 2024 - Present
INNOVATION PARTNERS LLC·CRD# 146344
RIA
BD
5950 Fairview Road Suite 140, Charlotte, NC 28210
April 17, 2024 - Present
GWN SECURITIES INC.·CRD# 128929
BD
Houston, TX
July 28, 2022 - April 17, 2024
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Houston, TX
June 12, 2020 - July 15, 2022

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Current Firm

CW
CATALYST WEALTH MANAGEMENT LLC

CATALYST WEALTH MANAGEMENT LLC

CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - SEC (4/4/2024 Approved)

Contact Information

Main Address

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077

Phone Number

(832) 657-7735

# of Employees

31

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - CATALYST WEALTH MANAGEMENT LLC (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

9,549

AUM (Assets Under Management)

$105,000,766

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ericka Jones is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Catalyst Wealth Management LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Catalyst Wealth Management LLC in such individual's outside capacity. Ericka Jones is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of Catalyst Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Catalyst Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Catalyst Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Catalyst Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Catalyst Wealth Management LLC's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies. Ericka Jones is a licensed insurance agent. Catalyst Financial Group LLC, Is Investment Related, DBA, Financial Professional, 07/28/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CATALYST WEALTH MANAGEMENT LLC

CATALYST WEALTH MANAGEMENT LLC

CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - SEC (4/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/18/2024)
RR
Illinois
(6/5/2026)
RR
Indiana
(6/5/2026)
RR
Texas
(4/17/2024)
IAR
Texas
(9/14/2024)
RR
Virginia
(6/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2023About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2020About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ericka Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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EJ
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