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Radiel Dominguez

SMAART
HIALEAH, FL
·CRD# 7152861·7 years experience

Professional Summary

Radiel Dominguez, who also goes by Ray Dominguez, is a registered financial advisor currently at SMAART LLC located in Hialeah, Florida. Radiel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Radiel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ray Dominguez

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

SMAART LLC·CRD# 305029
RIA
8200 Hialeah Gardens Blvd Ste 8, Hialeah, FL 33018
September 30, 2019 - Present

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Current Firm

SL
SMAART LLC

SMAART LLC

CRD#: 305029
Florida
Registered Investment Advisory firm - Florida (9/30/2019 Approved)

Contact Information

Main Address

8200 Hialeah Gardens Blvd Ste 8, Hialeah, FL 33018

Phone Number

(305) 819-3675

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$84,700

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SMAART LLC, NOT investment related, Insurance agency for fixed-benefit insurance products. Address: 3560 NW 115th Ave STE A, Doral, FL 33178 Nature of Business: Fixed-benefit insurance products, property and casualty Position & Title: Founder, Chief Executive Manager Start Date: February 20th, 2018 Number of Hours devoted: ten
(10) hours per month Number of Hours devoted during security trading hours: zero
(0) hours per month Explanation of Duties: Analysis of insurance coverage of clients, quotation of relevant insurance products for client, receipt and forwarding of payment to insurance company, and binding of insurance policy between Client and Insurance Company.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2019About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Radiel Dominguez's CRS (Customer Relationship Summary).

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