BA
Bruce C. Arnold
KPP ADVISORY SERVICES LLC
Hendersonville, TN 37075
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CRD#: 715254
BA
Professional summary
Bruce Crisman Arnold, CFP®, who also goes by Cris Arnold, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Hendersonville, Tennessee and LPL FINANCIAL LLC located in Hendersonville, Tennessee.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Bruce has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Cris Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)11/1/19- AMF Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Hendersonville,TN- 100% 2)11/1/19- AMF Financial Group- Notary- Inv. Related- Hendersonville, TN- start date 1/2004- 1ht/mth- 1% 3)11/1/19- -CD Properties- Real Estate Rental- Co-owner- Inv. Related- Hendersonville, TN-start date 5/1/2016- 1% 4)11/1/19- ARNOLD, MCILLWAIN, FERGUSON, LLC- Business Entity for Tax-Investment Purposes- member- Inv. Related- Hendersonville, TN- start date 1/2004- 0% 5)12/7/22 - Dempsey - Investment Related - Atlanta, GA - Non-Variable Insurance - Start Date - 11/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading 6) 01/15/2025 - KPP Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/02/2025 - 150 Hrs/Mth - 150 Hrs During Trading.I provide investment advisory services through KPP Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/09/2025 - AMF & ROI Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/02/2025 - 150 Hrs/Mth - 150 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Crisman Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 14, 2025 - Present
KPP ADVISORY SERVICES LLC
Office #1: 174 Saundersville Rd, Suite 502, Hendersonville, TN 37075RIA
CRD#: 289507
Hendersonville, TN
Current
November 1, 2019 - Present
LPL FINANCIAL LLC
Office #1: 174 Saundersville Rd. Ste 502, Hendersonville, TN 37075RIA
BD
CRD#: 6413
Hendersonville, TN
Past
November 1, 2019 - April 3, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
Hendersonville, TN
Past
October 28, 2003 - November 5, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
HENDERSONVILLE, TN
Past
October 20, 2003 - November 5, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
HENDERSONVILLE, TN
Past
October 4, 2001 - October 24, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 16, 1997 - October 3, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 16, 1997 - October 3, 2001
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
January 13, 1997 - June 10, 1997
CBL EQUITIES, INC.
BD
CRD#: 13999
NASHVILLE, TN
Past
March 1, 1993 - November 26, 1996
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
September 23, 1980 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
September 23, 1980 - July 7, 1992
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2019)
RR
California(2/24/2025)
RR
Florida(11/1/2019)
RR
Georgia(11/1/2019)
RR
Illinois(6/5/2025)
RR
Indiana(2/24/2025)
RR
Kansas(9/8/2020)
RR
Kentucky(11/1/2019)
RR
Louisiana(7/30/2025)
RR
Michigan(9/8/2020)
RR
New York(11/1/2019)
RR
North Carolina(11/6/2019)
RR
Pennsylvania(2/24/2025)
RR
South Carolina(11/1/2019)
RR
Tennessee(11/1/2019)
IAR
Tennessee(1/14/2025)
RR
Texas(11/1/2019)
IAR
Texas(1/14/2025)
RR
Virginia(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/16/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Hendersonville, TN 37075TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
