Edward Golick
Professional summary
Edward Golick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Edward had worked at 13 firms, which includes THE AGEAN GROUP INC, TORREY PINES SECURITIES INC., J. W. GANT & ASSOCIATES INC., FIRST EASTERN EQUITY CORP., HORIZONS INTERNATIONAL CORPORATION, ALISON BAER SECURITIES INC., JONATHAN ALAN & CO. INC., PROFILE INVESTMENTS CORPORATION, MICHELIN AND COMPANY INC., BLACKSTOCK & CO. INC., THOMSON MCKINNON SECURITIES INC., E. F. HUTTON & COMPANY INC, VERRILLI ALTSCHULER SCHWARTZ INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 1995 - June 2, 1997
THE AGEAN GROUP, INC
July 10, 1992 - March 20, 1995
TORREY PINES SECURITIES, INC.
July 11, 1990 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
April 24, 1990 - July 16, 1990
FIRST EASTERN EQUITY CORP.
March 16, 1990 - April 23, 1990
HORIZONS INTERNATIONAL CORPORATION
January 9, 1989 - January 30, 1990
J. W. GANT & ASSOCIATES, INC.
October 12, 1988 - January 12, 1989
ALISON, BAER SECURITIES INC.
June 21, 1988 - October 3, 1988
JONATHAN ALAN & CO., INC.
January 5, 1988 - July 5, 1988
PROFILE INVESTMENTS CORPORATION
January 2, 1987 - January 12, 1988
J. W. GANT & ASSOCIATES, INC.
January 30, 1985 - January 2, 1987
MICHELIN AND COMPANY, INC.
October 10, 1984 - February 5, 1985
BLACKSTOCK & CO., INC.
February 22, 1983 - December 14, 1983
THOMSON MCKINNON SECURITIES INC.
August 26, 1982 - January 24, 1983
E. F. HUTTON & COMPANY INC
October 16, 1980 - July 21, 1982
FIRST EASTERN EQUITY CORP.
September 5, 1980 - September 2, 1981
VERRILLI ALTSCHULER SCHWARTZ INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/28/1980
Registered Representative ExaminationCurrent Firm
THE AGEAN GROUP, INC
CRD#: 30835 / SEC#: , 8-45192
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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