David L. Roberts
Professional summary
David Lynn Roberts, who also goes by David Roberts, is a registered financial advisor currently at PLAN FOR YOUR GOALS, LLC located in Gulf Breeze, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lynn Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
PLAN FOR YOUR GOALS, LLC
May 8, 2020 - June 29, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 30, 2019 - June 29, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/23/2022)
(7/25/2022)
(6/23/2022)
Exams
Series 7TO
Date: 11/16/2020
General Securities Representative ExaminationSeries 6TO
Date: 8/30/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PLAN FOR YOUR GOALS, LLC
CRD#: 320683 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 8,490,085 |
Red Flags
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