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Robert Partridge Schalk

CRD# 715209·Registered 1981 - 1986
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Partridge Schalk was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 1986. Robert had worked at 3 firms and has passed the Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

O. R. SECURITIES, INC.·CRD# 10216
BD
October 8, 1985 - January 9, 1986
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
December 1, 1983 - October 8, 1985
FINANCIAL PLANNERS EQUITY CORPORATION·CRD# 7420
BD
May 6, 1982 - June 29, 1982
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
October 22, 1981 - June 28, 1982

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Current Firm

OR
O. R. SECURITIES, INC.

O. R. SECURITIES, INC.

CRD#: 10216 / SEC#: 8-26738
BD
Expelled by FINRA on 04/08/1992

Contact Information

Established

Missouri since 08/18/1981

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

Series 1 — Registered Representative Examination

Passed May 1980

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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