AP
Anthony Pogasic
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CRD#: 7151716
AP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Pogasic Jr, who also goes by Tony Pogasic, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2019. Anthony had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tony Pogasic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
City Center Financial, LLC; Insurance Agent; Investment Related; East Lansing, MI; insurance sales and services; Start 02/2021. Approximately 50% of time spent in this practice. Regina Caeli Academy; Substitute Teacher; Not Inv Related; Sterling Heights, MI; Start 08/2023; Approximately 6% of time spent in this practice.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 10, 2021 - December 2, 2024
CITY CENTER ADVISORS, LLC
RIA
CRD#: 203513
TROY, MI
Past
October 1, 2019 - August 10, 2020
EDWARD JONES
RIA
CRD#: 250
SHELBY TOWNSHIP, MI
Past
September 6, 2019 - August 10, 2020
EDWARD JONES
BD
CRD#: 250
SHELBY TOWNSHIP, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CITY CENTER ADVISORS, LLC
ASPEN CREEK WEALTH MANAGEMENT | KEYSTONE FINANCIAL PARTNERS, INC. | CITY CENTER ADVISORS, LLC | ASPEN CREEK WEALTH MANAGEMENT, INC.
CRD#: 203513 / SEC#: 801-123152
RIA
Registered Investment Advisory firm - (2/4/2022 Approved)California
Registered Investment Advisory firm - (3/12/2022 Terminated)Colorado
Registered Investment Advisory firm - (2/14/2022 Terminated)Florida
Registered Investment Advisory firm - (2/10/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Indiana
Registered Investment Advisory firm - (2/11/2022 Terminated)Maryland
Registered Investment Advisory firm - (2/15/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (2/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (2/16/2022 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2022 Terminated)Ohio
Registered Investment Advisory firm - (2/11/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/10/2022 Terminated)Texas
Registered Investment Advisory firm - (2/10/2022 Terminated)Virginia
Registered Investment Advisory firm - (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (2/10/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CITY CENTER ADVISORS, LLC
ASPEN CREEK WEALTH MANAGEMENT | KEYSTONE FINANCIAL PARTNERS, INC. | CITY CENTER ADVISORS, LLC | ASPEN CREEK WEALTH MANAGEMENT, INC.
CRD#: 203513 / SEC#: 801-123152
RIA
Registered Investment Advisory firm - (2/4/2022 Approved)California
Registered Investment Advisory firm - (3/12/2022 Terminated)Colorado
Registered Investment Advisory firm - (2/14/2022 Terminated)Florida
Registered Investment Advisory firm - (2/10/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Indiana
Registered Investment Advisory firm - (2/11/2022 Terminated)Maryland
Registered Investment Advisory firm - (2/15/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (2/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (2/16/2022 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2022 Terminated)Ohio
Registered Investment Advisory firm - (2/11/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/10/2022 Terminated)Texas
Registered Investment Advisory firm - (2/10/2022 Terminated)Virginia
Registered Investment Advisory firm - (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (2/10/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
888 West Big Beaver Road Suite 1220, Troy, MI 48084
Mailing Address
Phone number
(888) 267-1321
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,078 |
| AUM (Assets Under Management) | $ 132,436,083 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
