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Eric Alan Solomon

CRD# 715156·Registered 1980 - 2016
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Alan Solomon was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1980 - 2016. Eric had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
December 10, 2013 - January 19, 2016
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Berkeley Heights, NJ
May 18, 2006 - January 25, 2016
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Berkeley Heights, NJ
December 8, 2003 - January 25, 2016
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
August 8, 1994 - March 17, 2004
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
July 3, 1991 - September 1, 1994
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
July 3, 1991 - September 1, 1994
MUTUAL FUND MANAGEMENT CO., INC.·CRD# 25283
BD
May 3, 1990 - July 15, 1991
SECURITY DISTRIBUTORS·CRD# 3336
BD
Topeka, KS
July 12, 1989 - May 8, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
July 24, 1987 - July 20, 1989
LPL FINANCIAL LLC·CRD# 6413
BD
August 16, 1986 - August 4, 1987
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
December 5, 1985 - May 23, 1986
CIBC WORLD MARKETS CORP.·CRD# 630
BD
April 30, 1985 - November 14, 1985
E. F. HUTTON & COMPANY INC·CRD# 235
BD
August 20, 1984 - April 24, 1985
CIBC WORLD MARKETS CORP.·CRD# 630
BD
October 10, 1983 - August 28, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
March 30, 1981 - October 3, 1983
WADDELL & REED·CRD# 866
BD
September 1, 1980 - June 2, 1981

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Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.

AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone Number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER—
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1981About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1980

Series 24 — General Securities Principal Examination

Passed Jul 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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