Eric A. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Alan Solomon was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1980. Eric had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2013 - January 19, 2016
COREBRIDGE CAPITAL SERVICES, INC.
May 18, 2006 - January 25, 2016
VALIC FINANCIAL ADVISORS, INC.
December 8, 2003 - January 25, 2016
VALIC FINANCIAL ADVISORS, INC.
August 8, 1994 - March 17, 2004
INVESTACORP, INC.
July 3, 1991 - September 1, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 3, 1991 - September 1, 1994
SIGNATOR INVESTORS, INC.
May 3, 1990 - July 15, 1991
MUTUAL FUND MANAGEMENT CO., INC.
July 12, 1989 - May 8, 1990
SECURITY DISTRIBUTORS
July 24, 1987 - July 20, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 16, 1986 - August 4, 1987
LPL FINANCIAL LLC
December 5, 1985 - May 23, 1986
THOMSON MCKINNON SECURITIES INC.
April 30, 1985 - November 14, 1985
CIBC WORLD MARKETS CORP.
August 20, 1984 - April 24, 1985
E. F. HUTTON & COMPANY INC
October 10, 1983 - August 28, 1984
CIBC WORLD MARKETS CORP.
March 30, 1981 - October 3, 1983
PRUDENTIAL EQUITY GROUP, LLC
September 1, 1980 - June 2, 1981
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1980
Registered Representative ExaminationCurrent Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
