MS
Morgan D. Summers
SIGNIFY WEALTH LLC | Financial Advisor
St. Louis, MO 63117
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CRD#: 7151557
MS
Professional summary
Morgan Danielle Summers, who also goes by Morgan Summers, is a registered financial advisor currently at SIGNIFY WEALTH LLC located in St. Louis, Missouri.
Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Morgan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Morgan Summers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Lifetime Legacy LLC Address: 100 Valley Rd., Atlanta, GA, 30305, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/06/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Public Speaking
CRS (Client Relationship Summary) - RIA
Click below to view Morgan Danielle Summers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2023 - Present
SIGNIFY WEALTH LLC
Office #1: 7750 Clayton Road Suite 100, St. Louis, MO 63117RIA
CRD#: 160094
St. Louis, MO
Past
December 3, 2019 - April 27, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ALPHARETTA, GA
Past
September 20, 2019 - April 27, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGNIFY WEALTH LLC
NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Louisiana
Registered Investment Advisory firm - (8/12/2019 Terminated)Missouri
Registered Investment Advisory firm - (8/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/9/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
SIGNIFY WEALTH LLC
NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Louisiana
Registered Investment Advisory firm - (8/12/2019 Terminated)Missouri
Registered Investment Advisory firm - (8/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/9/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7750 Clayton Road Suite 100, St. Louis, MO 63117
Mailing Address
Phone number
(314) 222-0295
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 283,707,850 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/23/2024 | ||
| 06/28/2023 | ||
| 09/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIGNIFY WEALTH LLC
Financial AdvisorCRD#: 160094St. Louis, MO 63117TRUST BUT VERIFY
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Contact information
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