Sydni Rinehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sydni Rinehart, who also goes by Sydni Mlynn Sanders, Sydni Sanders, was a registered financial professional .
Sydni is a previously registered financial professional and started their career in finance in 2022. Sydni had worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - October 6, 2025
CETERA INVESTMENT ADVISERS LLC
May 26, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
May 26, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
May 26, 2022 - June 30, 2025
CETERA INVESTMENT SERVICES LLC
May 26, 2022 - June 30, 2025
CETERA FINANCIAL SPECIALISTS LLC
May 26, 2022 - June 30, 2025
CETERA ADVISORS LLC
May 26, 2022 - October 6, 2025
CETERA WEALTH SERVICES, LLC
March 8, 2022 - March 31, 2022
MONEY CONCEPTS CAPITAL CORP
February 14, 2022 - March 31, 2022
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/14/2022
General Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
