Andrew Porphirio
Professional summary
Andrew Porphirio is a registered financial professional currently at HERBERT J. SIMS & CO, INC. located in Fairfield, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 3 firms and has passed the Series 63, Series 7TO, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Porphirio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2025 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 2150 Post Road Suite 301, Fairfield, CT 06824December 23, 2022 - April 28, 2025
MORGAN STANLEY
August 30, 2019 - May 1, 2020
CHIMERA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2025)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 57TO
Date: 8/30/2019
Securities Trader ExamFINRA
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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