Amol S. Desai

PERCEPTIVE WEALTH ADVISORS LLC

Houston, TX 77056

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CRD#: 7150664

Professional summary

Amol Shashikant Desai, CFP® is a registered financial advisor currently at PERCEPTIVE WEALTH ADVISORS LLC located in Houston, Texas.

Amol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Amol has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Life Transitions

Insurance Planning

Comprehensive Financial Planni...

Budgeting

Tax Planning

Retirement Planning

Employee and Employer Plan Ben...

Education Planning

Investment Planning

Do you have an area of expertise or specialization?

College/Education Planning

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amol Desai is currently a Consultant with K Carpenter Associates Inc. This activity accounts for up to approximately 15% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amol Shashikant Desai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 3, 2019 - Present

PERCEPTIVE WEALTH ADVISORS LLC

Office #1: 5444 Westheimer Suite 1000, Houston, TX 77056

RIA

CRD#: 304880

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2015

Uniform Investment Adviser Law Examination

Current Firm

PERCEPTIVE WEALTH ADVISORS LLC

CRD#: 304880 / SEC#:

Texas

Registered Investment Advisory firm - (9/3/2019 Approved)

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Contact information

Main Address

5444 Westheimer Suite 1000, Houston, TX 77056

Mailing Address

Phone number

(713) 575-2712

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 5,688,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Amol S. Desai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amol Shashikant Desai's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERCEPTIVE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2015

Current Firm

PERCEPTIVE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERCEPTIVE WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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