KS
Kelsey D. Swing
AVANTAX PLANNING PARTNERS
Charleston, IL 61920
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CRD#: 7150274
KS
Professional summary
Kelsey D Swing, who also goes by Kelsey D Lading, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Charleston, Illinois.
Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kelsey has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelsey D Lading
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner and Accountant with Gilbert, Metzger & Madigan, LLP., a local CPA firm. I am located at 6029 Park Drive Ste A, Charleston, IL 61920. I have been with the CPA firm since 09/2002. I work approximately 185 hours a month. I provide services that are typical of public accounting, including tax services, audit services, and consulting to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am an Advisor and Member with Eastern Illinois Financial Services, LLC., a financial services firm located at 6029 Park Drive Ste. A, Charleston, IL 61920. I have been with this firm since 07/2018. I work approximately 10 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am a Member/Owner of Eastern Illinois Professional Building, LLC., a commercial rental real estate partnership. I am located at 6029 Park Drive, Suite A, Charleston, IL 61920. I have been an owner since 01/2012. I work approximately 0 hours a month. The partnership manages office real estate. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (4) I am a Board Member and Treasurer for Eastern Dominican Christian Mission, a not-for-profit organization located at PO Box 20136, Roanoke, VA 24018. I have participated in this activity since 09/2020. I handle the finances for the organization, which might include overseeing finances, paying bills and attending periodic board meetings. I devote approximately 3-5 hours per month to this activity, mostly during non-securities trading hours. (5) I am a Board Member and Treasurer for Sexual Assault Counseling & Information Service, a not-for-profit organization located at 825 18th Street, Charleston, IL 61920. I have participated in this activity since 08/2020. I handle the finances for the organization, which might include overseeing finances, paying bills and attending periodic board meetings. I devote approximately 3-5 hours per month to this activity, mostly during non-securities trading hours. 5) EAST POINTE CENTER LLC POSITION: LLC member NATURE: Commercial rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: PO Box 1107, Effingham IL 62401, United States DESCRIPTION: None
CRS (Client Relationship Summary) - RIA
Click below to view Kelsey D Swing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2019 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 6029 Park Drive Suite A, Charleston, IL 61920RIA
CRD#: 106237
Charleston, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/10/2019)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Charleston, IL 61920TRUST BUT VERIFY
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