Erica L. Wright

ROCKLAND, MA 02370

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CRD#: 7150197

Professional summary

Erica Lynn Wright, who also goes by Erica L Malloy, Erica Lynn Malloy, Erica Lynn Wright, was a registered financial advisor .

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Erica had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Erica L Malloy | Erica Lynn Malloy | Erica Lynn Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent insurance sales; Agent; Start Date 06/2022; Approx. 8 hours a month; Approx. 8 hours during trading; Insurance Sales and Services.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2026 - Present

Office #1: 100 Ledgewood Place Suite 102, Rockland, MA 02370

ROCKLAND, MA

Past

June 28, 2022 - August 19, 2026

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Hingham, MA

Past

May 25, 2021 - June 9, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Rockland, MA

Past

June 1, 2020 - May 14, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/1/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/26/2020

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erica L. Wright

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2022

Series 63

Date: 3/19/2021

Series 6TO

Date: 6/1/2020

SIE

Date: 2/26/2020

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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