JL
Jeremy Lederer
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CRD#: 7150063
JL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Lederer was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2019. Jeremy had worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc CPA SOLUTIONS LLC/Investment Related - No/214 Eighth St. Suite 214. Glenwood Springs, CO 81601. 888-515-9342/CERTIFIED PUBLIC ACCOUNTING SERVICES INCLUDING TAX PREPARATION, PAYROLL AND BOOKKEEPING. My firm also prepares calculation of value reports and opinions of value for client management use only. We do not advise on setting the possible stock price of the corporation, or prices for loans, or determine the acquisition price for business sales. Also, the firm provides business valuation services to small business owners in the form of calculation of value reports. These reports are for internal ma/OWNER/04.2014/160/100/MANAGING EMPLOYEES, REVIEWING WORK PRODUCT AND COMMUNICATING RESULTS TO CLIENTS. I am currently the only person associated with the firm authorized to perform business valuation services because I have the required certificates and accreditation. STRATEGIC OPTIMIZATION, INC/Investment Related - No/886 River Bend Dr. Glenwood Springs, CO 81601/This entity provides technology consulting services to other businesses in Colorado./President / CEO/12.2015/1/0/working with clients to implement technology solutions in their businesses. FOUR CORNERS VALUATION/Investment Related - No/886 River Bend Dr. Glenwood Springs, CO 81601/Prepare business valuation reports for CPA firms. Iamp;#8217;d like to reserve the right to offer business valuation services to clients through that entity in the future if circumstances change. The most likely circumstance would be increase cost of professional liability insurance that I would want to separate from my existing CPA firm. Four Corners Valuation was designed to be a separate CPA firm for the purpose provide business valuation services. It has not generated any revenue because itamp;#82/Managing Member/6.2014/1/0/Supervise preparation of business valuation reports for CPA firm
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 15, 2023 - December 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Tucson, AZ
Past
May 13, 2023 - December 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Tucson, AZ
Past
August 13, 2019 - December 16, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GUNNISON, CO
Past
August 5, 2019 - December 16, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GUNNISON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/6/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
