Thomas K. Mcneill

ASSET MANAGEMENT SERVICES GROUP

Toms River, NJ 08753

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CRD#: 714999

Professional summary

Thomas Keith Mcneill, who also goes by Thomas K Mcneil, is a registered financial advisor currently at ASSET MANAGEMENT SERVICES GROUP, INC. located in Toms River, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas K Mcneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Keith Mcneill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2007 - Present

ASSET MANAGEMENT SERVICES GROUP, INC.

Office #1: 4 Palm Springs Ct, Toms River, NJ 08753

RIA

CRD#: 40701

Toms River, NJ

Past

August 8, 1996 - June 15, 2000

ASSET MANAGEMENT SERVICES GROUP, INC.

CRD#: 40701

MANASQUAN, NJ

Past

January 13, 1995 - December 5, 1995

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

December 14, 1989 - December 20, 1994

MUTUAL FUND MANAGEMENT CO., INC.

CRD#: 25283

Past

August 4, 1987 - December 20, 1989

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

January 11, 1983 - December 20, 1989

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

September 5, 1980 - January 4, 1983

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 8/25/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/27/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ASSET MANAGEMENT SERVICES GROUP, INC.

ASSET MANAGEMENT GROUP, INC. | ASSET MANAGEMENT SEVICES GROUP, INC. | ASSET MANAGEMENT SERVICES GROUP, INC.

CRD#: 40701 / SEC#: 801-55265, 8-49154

RIA

Registered Investment Advisory firm - SEC (5/16/2002 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/13/2002 Approved)

Terminated by SEC on 08/25/2000

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4 Palm Springs Ct, Toms River, NJ 08753

Mailing Address

Phone number

(732) 581-9920

Established

New Jersey since 02/26/1996

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
MCNEILL, THOMAS KEITH	CHAIRMAN	714999
CUPO, PAUL	SECRETARY	2339825

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 4,829,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas K. Mcneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Keith Mcneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET MANAGEMENT SERVICES GROUP, INC.

POLARIS FINANCIAL SERVICES, INC.

MUTUAL FUND MANAGEMENT CO., INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CARDELL & ASSOCIATES, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1995

Series 63

Date: 12/20/1989

Series 1

Date: 8/25/1980

Series 26

Date: 9/27/1989

Current Firm

ASSET MANAGEMENT SERVICES GROUP, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT SERVICES GROUP, INC.

TRUST BUT VERIFY

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