Ryan Golden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Golden was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2019. Ryan had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2025 - June 16, 2026
AMERICAN CAPITAL PARTNERS, LLC
January 16, 2024 - July 2, 2024
PICKWICK CAPITAL PARTNERS, LLC
November 11, 2022 - February 22, 2023
SYMBRIDGE CAPITAL LLC
July 15, 2020 - June 29, 2022
THINKEQUITY LLC
September 11, 2019 - July 22, 2020
UBS FINANCIAL SERVICES INC.
August 6, 2019 - July 22, 2020
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/6/2019
General Securities Representative ExaminationCurrent Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
