Gary E. Stamper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Edmond Stamper, who also goes by Gary Edmund Stamper, Gary Stamper, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1980. Gary had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - January 11, 2013
VALIC FINANCIAL ADVISORS, INC.
August 6, 2012 - January 11, 2013
VALIC FINANCIAL ADVISORS, INC.
March 21, 2011 - March 2, 2012
ALLSTATE FINANCIAL SERVICES, LLC
June 9, 2009 - October 1, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 2, 2009 - October 1, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
February 27, 2008 - December 12, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
February 21, 2008 - December 12, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
January 11, 2005 - March 12, 2008
FROST BROKERAGE SERVICES, INC.
January 8, 2003 - January 5, 2005
ALLSTATE FINANCIAL SERVICES, LLC
September 18, 2002 - December 20, 2002
FARMERS FINANCIAL SOLUTIONS, LLC
January 20, 2000 - September 19, 2002
CHARLES SCHWAB & CO., INC.
January 18, 2000 - September 19, 2002
CHARLES SCHWAB & CO., INC.
March 27, 1997 - November 2, 1999
INVESTMENT PROFESSIONALS, INC.
June 7, 1996 - October 25, 1996
BANK UNITED SECURITIES CORP.
November 5, 1992 - November 15, 1994
BANC ONE CAPITAL MARKETS, INC.
October 26, 1990 - November 2, 1992
BANC ONE SECURITIES CORPORATION
September 7, 1990 - October 26, 1990
MBANK CAPITAL MARKETS, INC.
July 30, 1985 - July 18, 1986
WESTCAP SECURITIES, L.P.
August 19, 1980 - October 17, 1984
R. J. EDWARDS, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
