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TA

Tarik F. Abdala

ARCHITECT SECURITIES LLC
Mogi das Cruzes, São Paulo,
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CRD#: 7149692
TA

Professional summary


Tarik Ferreira De Aguiar Abdala Mr, who also goes by Tarik Ferreira De Aguiar Abdala, is a registered financial professional currently at ARCHITECT SECURITIES LLC .

Tarik is registered as a RR (Registered Representative) and started their career in finance in 2019. Tarik has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tarik Ferreira De Aguiar Abdala

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tarik Ferreira De Aguiar Abdala Mr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2024 - Present

ARCHITECT SECURITIES LLC

BD
CRD#: 328167
Mogi das Cruzes, São Paulo,
Past

October 25, 2023 - October 11, 2024

COMPOSER SECURITIES LLC

BD
CRD#: 325118
Campinas,
Past

October 17, 2023 - October 24, 2023

PLANNER SECURITIES LLC

BD
CRD#: 36866
NEW YORK, NY
Past

March 17, 2023 - February 20, 2024

NORTHBOUND SECURITIES LLC

BD
CRD#: 314549
DELREY BEACH, FL
Past

May 9, 2022 - January 31, 2024

VESTFI INC.

BD
CRD#: 312624
Campinas,
Past

October 23, 2019 - March 16, 2021

PASSFOLIO SECURITIES, LLC

BD
CRD#: 299874
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2025)
RR
Alaska
(1/6/2025)
RR
Arizona
(1/6/2025)
RR
Arkansas
(1/6/2025)
RR
California
(1/6/2025)
RR
Colorado
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Georgia
(1/6/2025)
RR
Hawaii
(1/6/2025)
RR
Idaho
(1/6/2025)
RR
Illinois
(1/6/2025)
RR
Indiana
(1/6/2025)
RR
Iowa
(1/6/2025)
RR
Kansas
(1/6/2025)
RR
Kentucky
(1/6/2025)
RR
Louisiana
(1/6/2025)
RR
Maine
(1/6/2025)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
Michigan
(1/6/2025)
RR
Minnesota
(1/6/2025)
RR
Mississippi
(1/6/2025)
RR
Missouri
(1/6/2025)
RR
Montana
(1/6/2025)
RR
Nebraska
(1/6/2025)
RR
Nevada
(1/6/2025)
RR
New Hampshire
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New Mexico
(1/6/2025)
RR
New York
(1/6/2025)
RR
North Carolina
(1/6/2025)
RR
North Dakota
(1/6/2025)
RR
Ohio
(1/6/2025)
RR
Oklahoma
(1/6/2025)
RR
Oregon
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Puerto Rico
(1/6/2025)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/6/2025)
RR
South Dakota
(1/6/2025)
RR
Tennessee
(1/6/2025)
RR
Texas
(1/6/2025)
RR
Utah
(1/6/2025)
RR
Vermont
(1/6/2025)
RR
Virgin Islands
(1/6/2025)
RR
Virginia
(1/6/2025)
RR
Washington
(1/6/2025)
RR
West Virginia
(1/6/2025)
RR
Wisconsin
(1/6/2025)
RR
Wyoming
(1/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/6/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/23/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/17/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2019
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ARCHITECT SECURITIES LLC
ARCHITECT SECURITIES LLC

CRD#: 328167 / SEC#: , 8-71217

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
8901 N New River Canal Rd Apt 15, Plantation, FL 33324
Mailing Address
8901 N New River Canal Rd Apt 15, Plantation, FL 33324
Phone number
(708) 325-8895
Established
Delaware since 08/02/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARCHITECT FINANCIAL TECHNOLOGIES, INC.SOLE MEMBER
ABDALA, TARIK FERREIRA DE AGUIAR MRCEO AND CCO7149692
GARCIA, DANIEL THOMASSECOND PRINCIPAL5847982

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHITECT SECURITIES LLC

CRD#: 328167Mogi Das Cruzes, São Paulo

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