JM
Jaclyn M. Martin
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CRD#: 7149657
JM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaclyn Marie Martin, who also goes by Jackie Martin, Jaclyn G Martin, was a registered financial professional .
Jaclyn is a previously registered financial professional and started their career in finance in 2021. Jaclyn had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jackie Martin | Jaclyn G Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 518 North Ave Investment Related: No Address: 518 North Avenue Millvale PA 15209 Nature of Business: Real Estate Position, Title or Relationship: I am the owner and operator. Start Date: 1/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I find tenants, draw up, initiate, and terminate leases, and maintain the property.Business Name: Signature Select Wealth, LLC Investment Related: Yes Address: 1301 Grandview Avenue Pittsburgh PA 15211 Nature of Business: Consulting; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Field Assistant Start Date: 8/16/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: - Compiling all required data from current or prospective clients (assets, liabilities, insurance policies, estate documents, tax returns, etc.) - Collaborating on planning strategies with the advisors - Works proactively in all facets of the role, consistently seeking out new opportunities to assist advisors in planning more effectively, maximizing data, defining best practices and identifying-high-impact activitiesBusiness Name: Signature Financial Planning Investment Related: Yes Address: 1301 Grandview Avenue Pittsburgh PA 15211 Nature of Business: Registered Field Assistant Position, Title or Relationship: Financial Planning Specialist Start Date: 8/16/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Compiling all required data from current or prospective clients (assets, liabilities, insurance policies, estate documents, tax returns, etc.) - Collaborating on planning strategies with the advisors - Works proactivelyin all facets of the role, consistently seeking out new opportunities to assist advisors in planning more effectively, maximizing data, defining best practices and identifying-high-impact activities Business Name: CITYVIEW CHURCH VISION TEAM POSITION: Head of the finance team NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 816 Tripoli Street, Pittsburgh PA 15212 DESCRIPTION: I will lead the finance team of my church's Board. I will deposit checks/cash donated to the church, create and balance the budget, liaison between the payroll company and staff, and generally work with the other Board members to keep the church running.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 17, 2021 - July 8, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
PITTSBURGH, PA
Past
August 17, 2021 - July 8, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Pittsburgh, PA
Past
June 26, 2021 - August 3, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Pittsburgh, PA
Past
May 7, 2021 - August 3, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
