Michael Dodge

ANNEX WEALTH MANAGEMENT | Investment Consultant

Naples, FL 34103

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CRD#: 7149425

Professional summary

Michael Dodge is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Naples, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Biography

Every person's financial position and goals are unique and everchanging.  As a Chartered Financial Consultant my goal is to educate and guide you and your family toward your goals.  By bringing together research, perspective, experience, and utilizing Fidelity's resources we will work together in order to provide you with financial peace.  

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dodge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Rensselaer Polytechnic Institute

Bachelor of Science (BS) - Management

Strayer University

Master of Business Administration (MBA) - International Business Management

2016

University of Pittsburgh

Bachelor of Science (BS) - Financial Management

2010

Experience

Current

July 16, 2025 - Present

ANNEX WEALTH MANAGEMENT, LLC

Office #1: 4901 Tamiami Trail North, Naples, FL 34103

RIA

CRD#: 127987

Naples, FL

Past

November 30, 2023 - June 30, 2025

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

NAPLES, FL

Past

November 20, 2023 - June 30, 2025

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NAPLES, FL

Past

March 14, 2022 - November 22, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

NAPLES, FL

Past

February 18, 2022 - November 21, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NAPLES, FL

Past

November 4, 2019 - January 25, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

STATE COLLEGE, PA

Past

September 18, 2019 - January 25, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

STATE COLLEGE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/1/2025)

IAR

Wisconsin
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/7/2019

Securities Industry Essentials Examination

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045

Mailing Address

Phone number

(262) 786-6363

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 07022025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	19,997
AUM (Assets Under Management)	$ 6,945,737,689

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
05/22/2024	Cover Page	Report
12/18/2023	Cover Page	Report
03/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Michael Dodge

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dodge's CRS (Customer Relationship Summary).

Certified licenses

Education

Rensselaer Polytechnic Institute

Strayer University

University of Pittsburgh

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ANNEX WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2019

Series 7TO

Date: 9/18/2019

SIE

Date: 8/7/2019

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANNEX WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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