JK
John H. Kim
SHIRAISHI FINANCIAL GROUP ADVISORS
Honolulu, HI 96814
Some features on this profile are disabled
CRD#: 7149319
JK
Professional summary
John H Kim, who also goes by John Hyun Kim, John Kim, is a registered financial advisor currently at SHIRAISHI FINANCIAL GROUP ADVISORS located in Honolulu, Hawaii and INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. John has worked at 9 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Hyun Kim | John Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SFGA LLC POSITION: Independent Contractor NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1357 Kapiolani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: IAR OF SFGA LLC, A SEC REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (2) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1357 Kapiolani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: HAWAII LICENSED INSURANCE AGENT OF SFG, LTD. OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) SHIRAISHI FINANCIAL GROUP (SFG) POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2025 ADDRESS: 1357 Kapiolani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED TO MARKET SECURITIES AND INSURANCE BUSINESS. NEA RETIREMENT PROGRAM POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: NEA Retirement Specialist educating members on financial topics SFG, LTD POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: Investment Advisor Representative
CRS (Client Relationship Summary) - RIA
Click below to view John H Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2025 - Present
SHIRAISHI FINANCIAL GROUP ADVISORS
Office #1: 1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814RIA
CRD#: 168645
Honolulu, HI
Current
May 12, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814RIA
BD
CRD#: 7717
Honolulu, HI
Past
January 6, 2025 - April 30, 2025
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
Honolulu, HI
Past
January 6, 2025 - April 30, 2025
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Honolulu, HI
Past
April 3, 2024 - January 3, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HONOLULU, HI
Past
April 3, 2024 - January 3, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
HONOLULU, HI
Past
November 18, 2020 - April 5, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Honolulu, HI
Past
November 18, 2020 - April 5, 2024
MORGAN STANLEY
BD
CRD#: 149777
Honolulu, HI
Past
November 19, 2019 - October 7, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Honolulu, HI
Past
October 12, 2019 - October 7, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SHIRAISHI FINANCIAL GROUP ADVISORS
SFGA LLC | SHIRAISHI FINANCIAL GROUP ADVISORS
CRD#: 168645 / SEC#: 801-107307
RIA
Registered Investment Advisory firm - (2/18/2016 Approved)California
Registered Investment Advisory firm - (3/27/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Hawaii(5/1/2025)
RR
Hawaii(5/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SHIRAISHI FINANCIAL GROUP ADVISORS
SFGA LLC | SHIRAISHI FINANCIAL GROUP ADVISORS
CRD#: 168645 / SEC#: 801-107307
RIA
Registered Investment Advisory firm - (2/18/2016 Approved)California
Registered Investment Advisory firm - (3/27/2016 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814
Mailing Address
Phone number
(808) 951-7185
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,110 |
| AUM (Assets Under Management) | $ 117,832,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
