Thomas A. Blachek

VALOR INVESTMENTS AND PLANNING

Easton, PA 18042

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CRD#: 7149175

Professional summary

Thomas Ashely Blachek, who also goes by Thomas A Blachek, Thomas Blachek, is a registered financial advisor currently at VALOR INVESTMENTS AND PLANNING LLC located in Easton, Pennsylvania and VALOR CAPITAL MANAGEMENT LLC located in Easton, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Thomas has worked at 7 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 6TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas A Blachek | Thomas Blachek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Ashely Blachek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2022 - Present

VALOR INVESTMENTS AND PLANNING LLC

Office #1: 109 N. 4th Street Suite 1, Easton, PA 18042

RIA

CRD#: 323129

Easton, PA

Current

November 20, 2025 - Present

VALOR CAPITAL MANAGEMENT LLC

Office #1: 109 N. 4th St. Ste. 1, Easton, PA 18042

RIA

CRD#: 336472

EASTON, PA

Current

December 1, 2023 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

April 19, 2024 - May 22, 2025

ALBEMARLE CAPITAL MANAGEMENT

RIA

CRD#: 149912

Easton, PA

Past

December 16, 2022 - November 30, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

August 28, 2019 - October 27, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

EASTON, PA

Past

August 28, 2019 - October 27, 2022

OSAIC WEALTH, INC.

CRD#: 23131

EASTON, PA

Past

August 9, 2019 - August 30, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHAMBERSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/25/2024)

Maryland
(12/1/2023)

IAR

New Jersey
(4/10/2023)

New Jersey
(12/1/2023)

IAR

Pennsylvania
(10/25/2022)

Pennsylvania
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 3/30/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 8/9/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/22/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

CRD#: 323129 / SEC#: 801-126665

RIA

Registered Investment Advisory firm - (3/30/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/10/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/6/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

109 N. 4th Street Suite 1, Easton, PA 18042

Mailing Address

Phone number

(484) 546-2522

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 80,708,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Blachek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Ashely Blachek's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALOR CAPITAL MANAGEMENT LLC

THE LEADERS GROUP, INC.

ALBEMARLE CAPITAL MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2019

Series 82TO

Date: 3/30/2023

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

Series 7TO

Date: 8/9/2019

SIE

Date: 5/22/2019

Series 24

Date: 5/4/2023

FINRA

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALOR INVESTMENTS AND PLANNING LLC

TRUST BUT VERIFY

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