Wesley W. Burroughs

SCHWAB WEALTH ADVISORY

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 7148777

Professional summary

Wesley Watson Burroughs, who also goes by Wes Burroughs, Wesley Watson Burroughs, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Bellevue, Washington and CHARLES SCHWAB & CO., INC. located in Bellevue, Washington.

Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Wesley has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wes Burroughs | Wesley Watson Burroughs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BAILEY WEALTH SERVICES - INVESTMENT RELATED - EVERETT, WA 98201 2)03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SEAN BAILEY - INVESTMENT RELATED - EVERETT, WA 98201

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Watson Burroughs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 11100 Ne 8th Suite #250, Bellevue, WA 98004

RIA

CRD#: 159035

Bellevue, WA

Current

September 7, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 11100 Ne 8th St. Suite 250, Bellevue, WA 98004-4465

RIA

CRD#: 5393

Bellevue, WA

Past

October 25, 2024 - July 29, 2025

SNIDER FINANCIAL GROUP

RIA

CRD#: 117392

BELLEVUE, WA

Past

February 22, 2023 - September 20, 2024

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

BELLEVUE, WA

Past

February 21, 2023 - September 20, 2024

COLDSTREAM SECURITIES, INC.

CRD#: 46835

BELLEVUE, WA

Past

March 19, 2021 - November 29, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

EVERETT, WA

Past

March 19, 2021 - November 29, 2022

LPL FINANCIAL LLC

CRD#: 6413

EVERETT, WA

Past

December 3, 2020 - March 10, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BELLEVUE, WA

Past

July 26, 2019 - March 10, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/17/2025)

Alaska
(10/22/2025)

Arizona
(10/17/2025)

Arkansas
(10/22/2025)

California
(10/17/2025)

Colorado
(10/20/2025)

Connecticut
(10/17/2025)

Delaware
(10/20/2025)

District of Columbia
(10/21/2025)

Florida
(10/20/2025)

Georgia
(10/20/2025)

Hawaii
(10/21/2025)

Idaho
(10/17/2025)

Illinois
(10/27/2025)

Indiana
(10/21/2025)

Iowa
(10/20/2025)

Kansas
(10/17/2025)

Kentucky
(10/17/2025)

Louisiana
(10/21/2025)

Maine
(10/17/2025)

Maryland
(10/21/2025)

Massachusetts
(10/20/2025)

Michigan
(10/21/2025)

Minnesota
(10/17/2025)

Mississippi
(10/27/2025)

Missouri
(10/20/2025)

Montana
(10/29/2025)

Nebraska
(10/17/2025)

Nevada
(10/17/2025)

New Hampshire
(10/21/2025)

New Jersey
(10/20/2025)

New Mexico
(10/17/2025)

New York
(10/17/2025)

North Carolina
(10/21/2025)

North Dakota
(10/22/2025)

Ohio
(10/17/2025)

Oklahoma
(10/20/2025)

Oregon
(10/17/2025)

Pennsylvania
(10/20/2025)

Rhode Island
(10/20/2025)

South Carolina
(10/28/2025)

South Dakota
(10/17/2025)

Tennessee
(10/20/2025)

Texas
(10/21/2025)

Utah
(10/17/2025)

Vermont
(10/17/2025)

Virginia
(10/21/2025)

Washington
(9/8/2025)

IAR

Washington
(9/8/2025)

West Virginia
(10/23/2025)

Wisconsin
(10/22/2025)

Wyoming
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/28/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/1/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wesley W. Burroughs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Watson Burroughs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

SNIDER FINANCIAL GROUP

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/28/2020

Series 63

Date: 8/20/2019

Series 7TO

Date: 7/26/2019

SIE

Date: 7/1/2019

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors