Keith M. Crogan

SUMMIT GLOBAL INVESTMENTS

Dover, NH

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CRD#: 7148471

Professional summary

Keith Milton Crogan is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Dover, New Hampshire.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Keith has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) KEITH CROGAN - INSURANCE AGENT - NON-VARIABLE INSURANCE - PINELLAS PARK, FL - SINCE 08/2023 - INVESTMENT RELATED 2.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - PINELLAS PARK, FL - SINCE 06/2023 - INVESTMENT RELATED 3.) SUMMIT GLOBAL INVESTMENTS - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - PINELLAS PARK, FL - SINCE 08/2023 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Milton Crogan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

Dover, NH

Past

November 27, 2023 - May 8, 2024

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

PINELLAS PARK, FL

Past

September 29, 2023 - November 7, 2023

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

November 6, 2019 - August 11, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

TAMPA, FL

Past

August 2, 2019 - August 11, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2025)

IAR

Florida
(9/19/2023)

IAR

Maine
(2/13/2024)

IAR

Massachusetts
(2/5/2025)

IAR

New Hampshire
(2/6/2025)

IAR

Texas
(12/11/2024)

IAR

Utah
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 7/20/2019

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith M. Crogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Milton Crogan's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

VERITY INVESTMENTS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2019

Series 63

Date: 9/18/2019

SIE

Date: 8/2/2019

Series 6TO

Date: 7/20/2019

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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