Erica A. Roach

ERK WEALTH ADVISORS

LAS VEGAS, NV 89145

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CRD#: 7148294

Professional summary

Erica A Roach is a registered financial advisor currently at ERK WEALTH ADVISORS, LLC located in Las Vegas, Nevada.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Erica has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ERK Financial Consultants, Inc.; not investment related; Las Vegas, NV;CPA Firm; Co-Founder/Accountant; started 05/2008; 40 hrs per week (combined with above); all during trading hours. ERBC, Inc.; not investment related; Las Vegas, NV; Business Consulting; Owner; started 02/2013; 40 hrs per week (combined with above); all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica A Roach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2025 - Present

ERK WEALTH ADVISORS, LLC

Office #1: 10161 W Park Run Drive Suite 150, Las Vegas, NV 89145

RIA

CRD#: 336797

LAS VEGAS, NV

Past

January 22, 2021 - July 2, 2025

ERK WEALTH ADVISORS, LLC

RIA

CRD#: 305113

LAS VEGAS, NV

Past

July 9, 2019 - March 2, 2020

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Glendale, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/27/2025)

IAR

Nevada
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2020

Uniform Investment Adviser Law Examination

Current Firm

ERK WEALTH ADVISORS, LLC

CRD#: 336797 / SEC#:

California

Registered Investment Advisory firm - (6/27/2025 Approved)

Nevada

Registered Investment Advisory firm - (6/26/2025 Approved)

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Contact information

Main Address

10161 W Park Run Drive Suite 150, Las Vegas, NV 89145

Mailing Address

Phone number

(818) 649-3940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 3,443,799

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erica A. Roach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica A Roach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERK WEALTH ADVISORS, LLC

ERK WEALTH ADVISORS, LLC

CLARAPHI ADVISORY NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2020

Current Firm

ERK WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ERK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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