Tania F. Griffis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tania F Griffis, who also goes by Tania Cook, Tania Griffis, Tania Pogue, was a registered financial professional .
Tania is a previously registered financial professional and started their career in finance in 2021. Tania had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2021 - December 31, 2024
FREEDOM ASSET MANAGEMENT, CORP.
April 20, 2021 - June 25, 2021
GRIFFIS ASSET MANAGEMENT COMPANY, LLC
State Registrations and Notice Filings
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Current Firm
FREEDOM ASSET MANAGEMENT, CORP.
CRD#: 314362 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 114,349 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
