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SG

Stanley H. Griffis

GRIFFIS ASSET MANAGEMENT COMPANY
Chiefland, FL 32626
Some features on this profile are disabled
CRD#: 7148227
SG

Professional summary

Stanley H Griffis III is a registered financial advisor currently at GRIFFIS ASSET MANAGEMENT COMPANY, LLC located in Chiefland, Florida.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Stanley has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley H Griffis III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2019 - Present

GRIFFIS ASSET MANAGEMENT COMPANY, LLC

Office #1: 13 Se 1st Ave, Chiefland, FL 32626
RIA
CRD#: 304813
Chiefland, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/2/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/4/2019
Uniform Investment Adviser Law Examination

Current Firm

GA
GRIFFIS ASSET MANAGEMENT COMPANY, LLC
GRIFFIS ASSET MANAGEMENT COMPANY, LLC

CRD#: 304813 / SEC#:

Florida
Registered Investment Advisory firm - (8/2/2019 Approved)
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Contact information

Main Address
13 Se 1st Ave, Chiefland, FL 32626
Mailing Address
Phone number
(352) 535-2426
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 1,646,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIFFIS ASSET MANAGEMENT COMPANY, LLC

CRD#: 304813Chiefland, FL 32626

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