Duane C. Boechler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Duane Charles Boechler was a registered financial professional .
Duane is a previously registered financial professional and started their career in finance in 1980. Duane had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1997 - June 23, 1999
AFFILIATED INVESTMENT SECURITIES, INC.
June 15, 1989 - January 31, 1997
ACS SECURITIES CORP.
January 4, 1983 - June 21, 1989
AFFILIATED INVESTMENT SECURITIES, INC.
October 26, 1982 - January 12, 1983
PRUDENTIAL EQUITY GROUP, LLC
October 19, 1982 - November 4, 1982
AFFILIATED INVESTMENT SECURITIES, INC.
August 13, 1980 - October 14, 1982
EQUABLE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/6/1980
Registered Representative ExaminationCurrent Firm
AFFILIATED INVESTMENT SECURITIES, INC.
CRD#: 42554 / SEC#: , 8-49873
Contact information
Documents
Red Flags
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