AC
Alexander G. Campbell
A.G. CAMPBELL ADVISORY
BALTIMORE, MD 21230
Some features on this profile are disabled
CRD#: 7148168
AC
Professional summary
Alexander G Campbell IV is a registered financial advisor currently at A.G. CAMPBELL ADVISORY, LLC located in Baltimore, Maryland.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Alexander has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander G Campbell IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2024 - Present
A.G. CAMPBELL ADVISORY, LLC
Office #1: 190 W. Ostend Street Suite 200, Baltimore, MD 21230RIA
CRD#: 162150
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
A.G. CAMPBELL ADVISORY, LLC
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
RIA
Registered Investment Advisory firm - (12/3/2014 Approved)Florida
Registered Investment Advisory firm - (11/7/2013 Terminated)Georgia
Registered Investment Advisory firm - (11/7/2013 Terminated)Illinois
Registered Investment Advisory firm - (12/3/2014 Terminated)Kentucky
Registered Investment Advisory firm - (12/10/2014 Terminated)Maryland
Registered Investment Advisory firm - (12/12/2014 Terminated)North Carolina
Registered Investment Advisory firm - (11/7/2013 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(7/15/2024)
Current Firm
AC
A.G. CAMPBELL ADVISORY, LLC
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
RIA
Registered Investment Advisory firm - (12/3/2014 Approved)Florida
Registered Investment Advisory firm - (11/7/2013 Terminated)Georgia
Registered Investment Advisory firm - (11/7/2013 Terminated)Illinois
Registered Investment Advisory firm - (12/3/2014 Terminated)Kentucky
Registered Investment Advisory firm - (12/10/2014 Terminated)Maryland
Registered Investment Advisory firm - (12/12/2014 Terminated)North Carolina
Registered Investment Advisory firm - (11/7/2013 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
190 W. Ostend Street Suite 200, Baltimore, MD 21230
Mailing Address
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108
Phone number
(410) 779-1239
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 345,011,484 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
